Elements | Applicable Rules | Minimum Required Content |
Request for registration of rules |
Articles 202 and 209(2) of the SC
Article 9 of CMVM Regulation No. 3/2007 | Application Form 32 Kb |
Explanatory note allowing full understanding of the rules to be registered
|
Article 9(2) of CMVM Regulation No. 3/2007 |
|
Rules
|
Articles 202 and 209 of the SC
Articles 9 and 15 of CMVM Regulation No. 3/2007 |
1. Rules shall include
a) Requirements for admission to trading or selection for trading and relevant procedure;
b) Access to membership;
c) Transactions and offers;
d) Trading and executing orders; and
e) Duties applicable to the relevant members.
2. Apropos spot market transactions, the trading rules shall also contain the
provisions of Article 15 of CMVM Regulation No. 3/2007.
|
Annotation to the registration of RM and MTF |
Request for annotation to the registration of RM and MTF rules
|
Article 9(1) of CMVM Regulation No. 3/2007 |
Application Form 32 Kb |
Explanatory note allowing full understanding of the rules to be registered |
Article 9(2) of CMVM Regulation No. 3/2007 |
|
Identification of amended, supplemented or repealed rules
|
Article 9(2) of CMVM Regulation No. 3/2007 |
|
