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Information disclosure system

Registration Dossier


System and Market Structures

Regulated Markets and Multilateral Trading Facilities

Regulated Markets and Multilateral Trading Facilities
Registration of rules of RM and MTF

Elements

Applicable Rules

Minimum Required Content

Request for registration of rules

Articles 202 and 209(2) of the SC

Article 9 of CMVM Regulation No. 3/2007

 Application Form 32 Kb

Explanatory note allowing full understanding of the rules to be registered

Article 9(2) of CMVM Regulation No. 3/2007

 

 Rules

 

Articles 202 and 209 of the SC

Articles 9 and 15 of CMVM Regulation No. 3/2007

1. Rules shall include

a) Requirements for admission to trading or selection for trading and relevant procedure;

b) Access to membership;  


c) Transactions and offers;  


d) Trading and executing orders;  and


e) Duties applicable to the relevant members. 

2.  Apropos spot market transactions, the trading rules shall also contain the provisions of Article 15 of CMVM Regulation No. 3/2007.

Annotation to the registration of RM and MTF

Request for annotation to the registration of RM and MTF rules

Article 9(1) of CMVM Regulation No. 3/2007

 Application Form 32 Kb

 Explanatory note allowing full understanding of the rules to be registered

Article 9(2) of CMVM Regulation No. 3/2007

 

Identification of amended, supplemented or repealed rules

Article 9(2) of CMVM Regulation No. 3/2007