Elements |
Applicable Rules | Minimum Required Content |
Request for registration of RM/MTF |
Article 20s of the Securities Code (SC) |
Application Form 32 Kb |
Ministerial Order/Decision of the Finance Minister authorising the
constitution of the RM (solely for the RM)
|
Article 217 of the SC
Article 19 of Decree-Law No. 357-C/2007 |
|
General Contractual Clauses of future contracts should the RMRM/MTF include transactions
on these instruments.
|
Article 207(2) of the SC
Article 17 and ss of CMVM Regulation No. 3/2007 |
|
Approval by Banco de Portugal, if the RM/MTF includes transactions in
financial instruments referred to in Article 2(1)(f)(e) and (s) of the Securities Code, whose underlying assets are money and
foreign exchange market instruments
|
Article 207(2) of the SC |
|
Joint Ministerial Order of the Finance Minister and of the Minister
responsible of the sector that authorises the carrying out of transactions on
the RM/MTF of the financial instruments provided for in Article 2(1)(e)(ii);
(iii) and (f) of the SC |
Article 207(3) of the SC |
|
RM/MTF Rules |
Articles 202 and 209 of the SC
Article 9(2) of CMVM Regulation No. 3/2007 | Rules shall include:
a) Requirements for admission to trading or selection for trading and relevant
procedure;
b) Access to membership;
c) Transactions and offers;
d) Trading and executing orders;
and
e) Duties applicable to the relevant members.
|
RM/MTF Quotations Bulletin
|
Article 212 of the SC
Article 2 of CMVM Regulation No. 3/2007 |
Shall contain information provided for in Article 2 of CMVM Regulation No. 3/2007. |
Market making contracts |
Article 348 of the SC
Article 22 of CMVM Regulament No. 3/2007 |
|
Connection Agreements
|
Article 281 of the SC
Article 4 of CMVM Regulation No. 5/2007 |
|
Identification and description of the interrelation with the clearing
system used for the clearing transactions on the RM/MTF
|
Article 207(4) of the SC
|
|
Identification and description of the interrelation with the central
counterparty in transactions carried out on the RM/MTF on derivative contracts
as per Article 2(1)(e) and (f) of the SC
|
Article 258(3) of the SC
|
|
Identification and description of the interrelation with the settlement system
used for the settling transactions on the RM/MTF
|
Article 207(4) of the SC
Artigo 278 of the SC |
|
Annotation to the registration of RM and MTF |
Annotation request |
Article 202 of the SC |
Application Form 32 Kb |
Explanatory note |
| Identification of amendments
Explanation for amendments. |
