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Information disclosure system

Registration Dossier


System and Market Structures

Regulated Markets and Multilateral Trading Facilities

Regulated Markets and Multilateral Trading Facilities
Registration of RM and MTF

Elements

  Applicable Rules

Minimum Required Content

Request for registration of RM/MTF

  Article 20s of the Securities Code (SC)

 Application Form 32 Kb

Ministerial Order/Decision of the Finance Minister authorising the constitution of the RM (solely for the RM)

Article 217 of the SC

Article 19 of Decree-Law No.  357-C/2007

   

General Contractual Clauses of future contracts should the RMRM/MTF include transactions on these instruments.

Article 207(2) of the SC

Article 17 and ss of CMVM Regulation No. 3/2007

   

Approval by Banco de Portugal, if the RM/MTF includes transactions in financial instruments referred to in Article 2(1)(f)(e) and (s) of the Securities Code, whose underlying assets are money and foreign exchange market instruments


 Article 207(2) of the SC

 

    

Joint Ministerial Order of the Finance Minister and of the Minister responsible of the sector that authorises the carrying out of transactions on the RM/MTF of the financial instruments provided for in Article 2(1)(e)(ii); (iii) and (f) of the SC

Article 207(3) of the SC

    

RM/MTF Rules

Articles 202 and 209 of the SC

Article 9(2) of CMVM Regulation No. 3/2007

Rules shall include:

a) Requirements for admission to trading or selection for trading and relevant procedure;

b) Access to membership;  

c) Transactions and offers;  

d) Trading and executing orders; and

e) Duties applicable to the relevant members.

RM/MTF Quotations Bulletin 

 

Article 212 of the SC

Article 2 of CMVM Regulation No. 3/2007

Shall contain information provided for in Article 2 of CMVM Regulation No.  3/2007.

Market making contracts 

Article 348 of the SC

Article 22 of CMVM Regulament No. 3/2007

  

 

Connection Agreements

 

Article 281 of the SC

Article 4 of CMVM Regulation No. 5/2007

   

Identification and description of the interrelation with the clearing system used for the clearing transactions on the RM/MTF

Article 207(4) of the SC

 

    

Identification and description of the interrelation with the central counterparty in transactions carried out on the RM/MTF on derivative contracts as per Article 2(1)(e) and (f) of the SC


Article 258(3) of the SC

 

   

Identification and description of the interrelation with the settlement system used for the settling transactions on the RM/MTF


Article 207(4) of the SC

Artigo 278 of the SC

    

Annotation to the registration of RM and MTF

Annotation request

Article 202 of the SC

Application Form 32 Kb

Explanatory note

 

Identification of amendments

Explanation for amendments.