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Whistleblowing

Overview Priorities CMVM annual report/Management financial statements National Council of Financial Supervisors Cooperation agreements with other entities Contacts and Suggestions International activity Use of Logo Careers Money laundering / Financing of terrorism José Luis Sapateiro Prize Financial Innovation Competition CMVM Inov Fit and proper assessment Response to COVID 19 Via the Market

News Communiqués Press releases Principal Resolutions of the Management Board Public speeches by the Management Board CMVM events Disclosure of international sanctions Serious and very serious administrative infractions and crimes against the markets Media relations

Information disclosure system

Securities issuers Financial intermediaries Trading venues Non-Financial Entities Investment funds / Asset management Crowdfunding PRIIPs Complex financial products Investment firms Securitisation Tangible assets Financial analysts Investment advisors Auditors Sustainability Venture capital, Social entrepreneurship, Specialised investment Real estate appraisers New reporting duties Registries Registration dossier

National legislation Other national legislation Consultation papers Securities Code – 2022 update

Periodic publications Securities markets review Research reports Working papers Portuguese National Plan for Financial Education reports Documents archive

Scheduled release dates for statistics Periodic statistics Statistical time series

International activity

CMVM international activity ESMA IOSCO Board of regulators of the Iberian Electricity Market College of Euronext regulators Memoranda of understanding with other entities European and international organisations Brexit EMIR College for Central Counterparties

Investor Relations Warning notices Fraud prevention Tips and Literacy Q&As Complaints Denouncements Financial innovation Investor compensation scheme Recomendations, current transactions and investor protection Enquiries Application for certificate

CMVM

Whistleblowing

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CMVM

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Legislation National legislation Regulations

Legislation

This document does not waive the need to consult the original legislation published in the Diário da República Official Gazette

CMVM Regulation No. 3/2015 In force

CMVM Regulation no. 3/2015

Venture Capital, Social Entrepreneurship and Specialised Alternative Investment

(Repeals CMVM Regulation no. 1/2008)
(does not include amendments introduced by CMVM Regulations Nos. 5/2020 and 6/2020)

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