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Memoranda of understanding with other entities


 
 
[Last update: 4 June 2018​] 
 

The CMVM has entered into the following agreements with other regulatory and supervisory authorities:


 

Signed with the CMVM

Date
Cooperation Agreements
Download
 version
​11/12/2019​Memorandum of understanding on the Coordinated Regulation and Supervision of the European Regulated Markets operated by the Euronext Group and of the Euronext NV and of the Euronext benchmark administrators. 62kb
30/05/2018​Memorandum of understanding on the Coordinated Regulation and Supervision of the European Regulated Markets operated by the Euronext Group and of the Euronext NV ('The Markets') ​4,48Mb
​13/02/2018Agreement of Cooperation with the General Auditor of the Securities Markets of Cape Verde 18Kb​​​
​18/01/2018Memorandum of cooperation with the CMVM and the Agreement of Cooperation with the Angolan Capital Markets Commission (CMC) 3,19Mb
(Portuguese version only)
​06/03/2017Memorandum of cooperation with the Financial Services Regulatory Authority of Abu Dhabi Global Market 514kb
(Portuguese version only)
​26/03/2015​Memorandum of Understanding regarding the co-ordinated regulation and supervision of the european regulated markets operated by the Euronext Group and Euronext NV ("The Markets")18Kb
08/08/2014Multilateral Memorandum of Understanding on Cooperation Arrangements and Exchange of Information (ESMA)

18Kb
 17/05/2011
Memorandum of Understanding between the CMVM, CNE, CNMV and ERSE for the cooperation and efficient coordenation of the supervision of the MIBEL Iberian Electricity Market
       59 Kb 
(Portuguese version only)
26/03/2009
Charter for an Institutional Partnership between the Securities Regulators from the
Mediterranean Countries
 

 18Kb

 15/05/2008
Agreement of Cooperation with the Securities and Exchange Commission (SEC)  407Kb
 16/01/2008
Agreement of Cooperation with the Algerian Securities Commission (COSOB) 
 144 Kb
(French version only)
 24/01/2007
Agreement of Cooperation between the Euronext Regulators and the Securities and
Exchange Commission (SEC)
 September 2006
Agreement of Cooperation with the Angolan Capital Markets Commission (CMC)  
 20/12/2005
Agreement of Cooperation with the Israel Securities Authority (ISA) 

 148Kb

 26/10/2004
Agreement of Cooperation with the Chinese Securities Regulatory Commission (CSRC) ,
signed in Montreal
 
 19/05/2004
Agreement of Cooperation with the Malaysian Securities Commission signed in Amman
 23/05/2004
Agreement of Cooperation with Malta Financial Services Authority, signed in Paris
 10/09/2003
Cooperation agreement with 'Banco de Moçambique', signed in Lisbon
 
 
 08/09/2003
Agreement related to the Coordination and Supervision and Management of Clearance
activities carried out by the Euronext Group, signed
 27/06/2003
Memorandum of Understanding with 'Úrad pre financný trh (UFT)', of the Slovak Republic,
signed in Rome
 04/09/2002
Multilateral Memorandum of Understanding of IOSCO/OICV, concerning Consultation and
Cooperation and the Exchange of Information

2909Kb

 26/03/2002
Agreement for the Coordination of the Regulation and Supervision of Euronext N.V. and of
the Regulated Markets managed by the Euronext Group, signed in Paris
Addenda: 638Kb
 12/10/2001
Memorandum of Understanding on the exchange of information with the 'Capital Markets
Board' of Turkey, signed in Rome
 20/09/2001
Memorandum of Understanding on the exchange of information with the 'Superintendencia
de Valores y Seguros' of Chile, signed in Buenos Aires
 20/03/2001
Memorandum of Understanding on the exchange of information and mutual assistance with the 'Australian Securities and Investment Commission' signed in Funchal
 20/03/2001
Memorandum of Understanding for consultation and cooperation as regards the
implementation of laws relating to securities markets with the 'Comisión Nacional de Valores' of the Republic of Argentina, signed in Funchal
 
 
 06/02/2001
Memorandum of Understanding on the exchange of information with the 'Comisia Nationala a Valorilor Mobiliare' of Romania, signed in Lisbon
 22/01/2001
Memorandum of Understanding on the exchange of information with the Cyprus Securities and Exchange Commission signed in Lisbon
 10/01/2001
Cooperation agreement with 'Banco de Cabo Verde', signed in Praia
 
 
 15/12/2000
Memorandum of Understanding for the exchange of information and mutual assistance as
regards the regulation of securities markets with the Czech Securities Commission of the
Czech Republic
, signed in Lisbon
 06/10/2000
Memorandum of Understanding relating to mutual cooperation and the exchange of
information with the Securities Market Agency of Slovenia, signed in Athens
 16/05/2000
Memorandum of Agreement with the Securities and Futures Commission of Hong Kong,
signed in Sydney
 
 13/12/1999
Memorandum of Understanding with the 'Conseil des Marchés Financiers' of France, relating to the implementation of a mechanism for the exchange of information between the CMVM and the CMF, relating to investment companies operating under the remote access system and wishing to register listed securities by means of affiliation with the receiving Member-State's system for the clearance and settlement of securities, signed by exchange of correspondence
 CMF:

834Kb

CMF2:

1351Kb

 19/10/1999
Memorandum of Understanding on consultation, cooperation and the exchange of
information with the Financial Services Board of South Africa, signed in Pretoria
 13/09/1999
Memorandum of Understanding on the exchange of information with the 'Állami Péuz-és
Tökepiaci Felügyelet' of Hungary, signed in Krakow
 
 
27/05/1999
Memorandum of Understanding on the exchange of information with the Polish Securities
and Exchange Commission of Poland, signed in Lisbon
 06/05/1999
Letter of Intent with the Swiss Federal Banking Commission of Switzerland, on 6 May 1999: exchange of letters with the aim of putting a mechanism for the exchange of information and mutual consultation in place between the two Authorities.
 04/02/1999
Memorandum of Understanding with the Commodity Futures Trading Commission of the United States of America, signed in London
 
 26/01/1999
FESCO Memorandum of Understanding, signed in Paris
 09/07/1998
Memorandum of Understanding on the exchange of information with the Capital Market
Commission of Greece, signed in Athens
 
 
 26/06/1998
Memorandum of Understanding on the exchange of information with the
'Bundesaufsichtsamt für den Wertpapierhandel' of Germany
 
 
 10/10/1997
Memorandum of Understanding on consultation and cooperation regarding the
implementation of laws, relating to securities, with the Securities and Exchange Commission of the United States of America, signed in Washington
 04/10/1996
Memorandum of Understanding on the exchange of information with the 'Commissione Nazionale per le Societá e la Borsa' of Italy, signed in Lisbon
 
 
 19/04/1996
Memorandum of Understanding on the exchange of information with the 'Commission des
Opérations de Bourse' of France, signed in Paris
(French version only)
 16/03/1996
'Boca Raton' declaration on memoranda of understanding related to derivatives markets and clearance and settlement systems with regulators in Quebec, South Africa, Germany,
Australia, Austria, Brazil, Denmark, Spain, France, Great Britain, Hong Kong, Hungary,
Ireland, Italy, Malaysia, Holland, Singapore and Sweden,
signed
 07/07/1995
Memorandum of Understanding on consultation, technical assistance and mutual assistance in the exchange of information with the 'Comissão de Valores Mobiliários' of Brazil, signed in Lisbon
 
 
 18/10/1994
Memorandum of Understanding on consultation, technical assistance and mutual assistance in the exchange of information with the 'Comisión Nacional de Valores dos Estados Unidos Mexicanos', of Mexico, signed in Tokyo
 
 
 12/09/1994
Memorandum of Understanding on the exchange of information with the 'Commission
Bancaire et Financière' of Belgium, signed in Brussels
 
 
 16/05/1994
Memorandum of Understanding on the exchange of information with the 'Comisión Nacional del Mercado de Valores' of Spain, signed in Lisbon
 
 
 

 ​

Signed with ESMA  

Date
Cooperation Agreements​
Download version​
​27/02/2015​Memorandum of Understanding on Cooperation Arrangements to access information on derivatives contracts held in EU trade repositories​134Kb

16/01/2015

Memorandum of Understanding related to ESMA's Monitoring on the On-going Compliance with recognition conditions by CCPs established in Hong Kong 635Kb

04/12/2014

Memorando de Entendimento ESMA-ASIC sobre acesso a dados dos repositórios de transações 384Kb

10/07/2014

Declaração da Fundação IFRS e da ESMA relativo protocolos de cooperação sobre Normas Internacionais de Relato Financeiro 123Kb

05/06/2014

Memorando de Entendimento sobre Cooperação e Troca de Informação 205Kb

20/02/2014

Memorandos de Entendimento relativos à AIFMD assinados pelas autoridades da UE [atualizado]

41,6 Kb 

19/07/2013

Memorando de Entendimento entre ESMA e ACER relativo à consulta e cooperação no âmbito das suas responsabilidade regulatórias no mercado grossista de energia da UE

18/02/2013

Memorando de Entendimento sobre Supervisão das Agências de Rating - ESMA e FSA do Dubai

181Kb

19/07/2012

Memorando de Entendimento sobre Supervisão das Agências de Rating - ESMA e autoridades Canadianas 139Kb
19/07/2012
Memorando de Entendimento sobre Supervisão das Agências de Rating - ESMA e CNV Argentina 169Kb
19/07/2012
Memorando de Entendimento sobre Supervisão das Agências de Rating - ESMA e SEC

19/07/2012

Memorando de Entendimento sobre Supervisão das Agências de Rating - ESMA e MAS
19/07/2012
Memorando de Entendimento sobre Supervisão das Agências de Rating - ESMA e ASIC 3990Kb

04/05/2005

Memorando de Entendimento Multilateral (MoU)
04/05/2005
Memorando de Entendimento Multilateral (MoU) - Anexo A
04/05/2005
Memorando de Entendimento Multilateral (MoU) - Anexo C
04/05/2005
Memorando de Entendimento Multilateral (MoU) - Anexo D 32,2Kb