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IOSCO Documents
28/05/2008
Code of Conduct Fundamentals for Credit Rating Agencies
28/05/2008
The Role of Credit Rating Agencies in Structured Finance Markets
13/07/2006
Examination of Governance for Collective Investment Schemes - Part I
206Kb
Examination of Governance for Collective Investment Schemes - Part II -
Independence
Criteria, Empowerment Conditions and Functions
to be performed by the ‘Independent Oversight Entities’
80Kb
07/04/2005
Final Communiqué of the XXXth Annual Conference of the International Organization of Securities Commissions (IOSCO) - Colombo, Sri Lanka – 7th April 2005
182Kb
01/03/2005
Strengthening Capital Markets Against Financial Fraud
335Kb
18/02/2005
Principles on Outsourcing of Financial Services for Market Intermediaries
197Kb
25/09/2003
Report on Securities Activity on the Internet
1041Kb
Annex 1 - Meeting Minutes Round Tables
922Kb
Annex 2 - Participants Round Tables
141Kb
Annex 3 - List of Significant Internet - Related Regulations, Developments and Relevant Websites
2053Kb
Annex 4 - Work of other Fora and Committee relating to the Internet
151Kb
25/09/2003
IOSCO Statement of Principles for Adressing Sell-side Securities Analyst Conflicts of Interest
168Kb
21/10/2002
IOSCO Principles for Ongoing Disclosure and Material Development Reporting by Listed Entities
201Kb
21/10/2002
IOSCO Principles for Auditor Independence and the Role of Corporate Governance in Monitoring an Auditor's Independence
146Kb
21/10/2002
IOSCO Principles for Auditor Oversight
99Kb
03/07/2001
Report on Securities Activity on the Internet II
2292Kb
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