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Securities Investment Funds

September 2009

In September 2009, investment in domestic and foreign shares by Securities Investment Funds (SIF) escalated 15% and 8.6% respectively when compared to August. The most sought-after security on the domestic market with a 25.2% weighting in the amount under management continued to be BES, followed by EDP (9.7%), Semapa (6.7%), Zon Multimédia (6.4%), and GALP (5.6%).

Banco Bradesco (38.2%), Banco Santander Central Hispano (3.6%) and Telefonica (3.1%) were the shares that were most in demand by the SIF on the international market.

Foreign bonds continued to be the most sought after asset with 45.1% of the total amount under management. Investment in other foreign public funds recorded the greatest upsurge (24.7%) and investment in public debt experienced the sharpest decline (-17.3%).

In said period, the amount under management by UCITS edged 4.2% up to €11,140.5 million (€10,692 million in August) and the Special Investment Funds rose 4.3% up to €5,074.1 million (€4,864.1 million in the previous month). 

Luxembourg (37%), United Kingdom (13%) and Ireland (11.4%) continued to be the most sought-after countries for investment.

The three management entities with the largest market share were Caixagest (22.6%), ESAF (21.1%) and Santander Asset Management (18.4%). ESAF's 'Espírito Santo Monetário' continued to be the largest fund on the market with €914.6 million under management.

The following funds were established in September: 'Fundo Especial de Investimento Aberto Caixagest Oportunidades', managed by Caixagest and 'Benfica Stars Fund – Fundo Especial de Investimento Mobiliário Fechado', managed by ESAF.

 

Table 1 – Aggregate Indicators

Unit: 10^6 EUR

 

CIS in Transferable Securities

Special Investment Funds

 

Sep - 09

Aug - 09

Monthly D

Sep - 09

Aug - 09

Monthly D

Assets under Management (1)

11,140.5

10,692.0

4.2%

5,074.1

4,864.1

4.3%

No. of Fund Operators

18

18

0

13

13

0

No. of Funds (2)

195

195

0

96

94

2

Mean Capitalisation of Funds [(1)/(2)]

57.1

54.8

2.3

52.9

51.7

1.11

 

Table 2 - Investment per Country

Unit: 10^6 EUR

Country

Sep - 09

Monthly D

Value

% Total

Value

PORTUGAL

1,308.9

12.2%

8.9%

LUXEMBOURG

3,967.3

37.0%

4.9%

UNITED KINGDOM

1,388.5

13.0%

0.7%

IRELAND

1,220.5

11.4%

0.1%

GERMANY

672.0

6.3%

0.3%

FRANCE

451.1

4.2%

-2.3%

BRAZIL

347.4

3.2%

22.1%

SPAIN

301.9

2.8%

7.8%

ITALY

234.6

2.2%

1.2%

USA

232.7

2.2%

9.1%

OTHERS

596.5

5.6%

-2.2%

TOTAL

10,721.4

100.0%

3.8%

Note: Investment in listed securities (excluding amounts in the process of being admitted to the domestic and foreign market), and not including investment units of Collective Investment Schemes (CIS) based in Portugal and EU and Non-EU Member States.

 

 Table 3 – Amount invested in Domestic and Foreign Shares (10 largest)

Unit: 10^6 EUR

Shares

Sep - 09

Monthly D

Value

%

Value

DOMESTIC MARKET

 

 

 

BES

226.6

25.2%

6.7%

EDP 87.1  9.7%  143.1% 

SEMAPA, SGPS

60.2

6.7%

8.7%

ZON MULTIMEDIA

57.8

6.4%

8.5%

GALP 

49.8  5.6%  12.1% 

P. TELECOM, SGPS

36.1

4.0%

-

SONAE SGPS

34.5

3.8%

-17.1%

BRISA

34.0

3.8%

54.0%

MOTA ENGIL

28.3

3.2%

32.4%

BCP

23.2

2.6%

49.4%

Sub-total

637.7

71.0%

15.3%

Others

260.2

29.0%

14.2%

TOTAL Domestic Shares (1)

897.9

100.0%

15.0%

EUROPEAN UNION MARKET

 

 

 

BSCH

24.7

3.6%

9.4%

TELEFONICA 

 21.0 3.1%  8.9% 

TOTAL EFINA

20.8

3.0%

-4.1%

E. ON AG

18.4

2.7%

-8.3%

BNP PARIBAS

17.2

2.5%

-1.3%

 ALLIANZ  14.7 2.1%  17.2% 

SIEMENS AG - REG

14.4

2.1%

4.5%

HSBC HOLDING PLC 

 12.3 1.8%  3.7% 

BBVA

12.3

1.8%

-7.4%

SANOFI-AVENTIS

11.3

1.6%

8.1%

Sub-total

167.0

24.3%

2.6%

Others

521.0

75.7%

4.7%

TOTAL EU Shares (2)

688.0

100.0%

4.2%

NON-EU MARKET

 

 

 

BANCO BRADESCO ORD

276.9

38.2%

21.6%

CREDIT SUISSE GROUP

8.0

1.1%

-5.3%

ROYAL GOLD INC 

7.0 1.0%  12.0% 
NOVARTIS  6.3  0.9%  31.4% 

UBS AG

6.1

0.8%

-6.7%

NESTLE REG 

5.6

0.8% 

24.1% 

ROCHE

5.3

0.7%

-2.7%

PETROBRASPETROLEO BRASIL PREF

5.2

0.7%

34.3%

BRITUBACNPR1

4.6

0.6%

30.4%

DNB NOR ASA

4.5

0.6%

13.9%

Sub-total

329.6

45.5%

19.8%

Others

395.1

54.5%

8.0%

TOTAL Non-EU Shares (3)

724.8

100.0%

13.1%

Total International Shares (2)+(3)

1,412.8

-

8.6%

TOTAL

2,310.7

11.0%

Note: Refers exclusively to shares listed on Regulated Markets of the Stock Exchanges.

Table 4 – Weight of Domestic Groups Bonds issued abroad* in Foreign Bonds held by Securities Investment Funds (10 largest)

Unit: 10^6 EUR

Bonds**

Sep - 09

Monthly D

Value

%

Value

BANCO PORT ATLAN FLOAT 29/09/49

63.0

2.7%

-4.3%

BCPPLFLOAT 05/10

58.5

2.5%

-0.2%

MONTEPIO FLOAT 01/11

57.8

2.5%

7.1%

BCPPL 3.75% 06/11

45.9

2.0%

0.6%

CGD 3.10% 06/06/2012

40.1

1.7%

1.4%

REND.MAIS SUB/16 B-5

39.2

1.7%

0.7%

REND.MAIS SUB/16 B-4

39.1

1.7%

0.4%

REND.MAIS SUB/16 B-1

39.0

1.7%

0.4%

REND.MAIS SUB/16 B-3

39.0

1.7%

0.4%

REND.MAIS SUB/16 B-2

39.0

1.7%

0.4%

Sub-total (1)

460.5

20.0%

0.6%

Others

1,839.4

80.0%

0.4%

TOTAL Bonds issued by Domestic Groups (2)

2,299.9

100.0%

0.5%

TOTAL Foreign Bonds in the Funds’ Portfolios (3)

7,018.1

4.0%

(1)/(3)

6.6%

-0.22 p.p.

(2)/(3)

32.8%

-1.14 p.p.

Note: (*) Based on the ISIN codes; (**) Refers exclusively to bonds listed on Regulated Markets of EU Member States’ Stock Exchanges.

Table 5 – Investment per Type of Assets and Markets

Unit: 10^6 EUR

Security

Sep - 09

Monthly D

Value

%

Value

Public Debt

Domestic

64.9

0.4%

-17.3%

 

Foreign

879.0

5.4%

-11.2%

Other Public Funds

Domestic

6.9

0.0%

18.7%

 

Foreign

50.4

0.3%

24.7%

Bonds

Domestic

1,201.0

7.4%

0.3%

 

Foreign

7,319.4

45.1%

4.0%

Shares

Domestic

898.4

5.5%

15.0%

 

Foreign

1,423.8

8.8%

8.8%

Investment Units

Domestic

600.5

3.7%

1.0%

 

Foreign

1,110.4

6.8%

1.2%

Equity Certificates

Domestic

0.0

0.0%

0.0%

 

Foreign

0.0

0.0%

-

Rights

Domestic

0.3

0.0%

-

 

Foreign

0.7

0.0%

-

Warrants

Domestic

0.0

0.0%

-

 

Foreign

10.1

0.1%

-5.7%

Options

Domestic

0.0

0.0%

-

 

Foreign

1.2

0.0%

-1.2%

Others

Domestic

0.0

0.0%

-

 

Foreign

1.7

0.0%

33.9%

SECURITIES

 

13,568.6

83.7%

3.2%

Other Assets

 

76.8

0.5%

19.7%

Other Debt Instruments

 

798.5

4.9%

8.5%

Liquidity

 

2,020.6

12.5%

7.4%

Loans

 

-45.0

-0.3%

-

Unsettled Amounts

 

-204.9

-1.3%

-

\TOTAL

 

16,214.6

100.0%

4.2%

Table 6 – Number of Funds and Market Share 

Unit: 10^6 EUR

Entity

Sep - 09

Monthly D

No.

Market Share

No.

Market Share

Caixagest 

56

22.6%

1

-0.71 p.p.

ESAF  

29

21.1%

0

0.67 p.p.

Santander Asset Management

38

18.4%

0

-0.14 p.p.

BPI Gestão de Activos

23

14.8%

0

0.53 p.p.

Millennium BCP Gestão de Activos

29

10.2%

0

-0.37 p.p.

Barclays Wealth Managers Portugal

16

3.2%

0

0.22 p.p.

Montepio Gestão de Activos

17

2.9%

0

-0.07 p.p.

Banif Gestão de Activos

16

1.5%

0

-0.06 p.p.

BPN Gestão de Activos

8

1.5%

0

-0.5 p.p.

BBVA Gest   

13

1.4%

0

-0.04 p.p.

Crédito Agrícola Gest

13

0.7%

0

-0.01 p.p.

Popular Gestão de Activos

14

0.7%

0

0 p.p.

Finivalor

10

0.7%

0

0.05 p.p.

MNF Gestão de Activos

1

0.1%

0

0 p.p.

Invest Gestão de Activos

2

0.1%

0

0 p.p.

Optimize Investment Partners

3

0.1%

0

0 p.p.

Privado Fundos

1

0.0%

0

0 p.p.

Valor Alternativo Gestão de Activos

1

0.0%

0

0 p.p.

Orey Gestão de Activos

1

0.0%

0

0 p.p.

TOTAL

291

100.0%

2

-

Legend: p.p. – percentage points.

Table 7 – Ranking of funds (10 largest)

Unit: 10^6 EUR

Entity

Fund

Sep - 09

Monthly D

Value

%

Value

ESAF  

ESPÍRITO SANTO MONETÁRIO

914.6

5.6%

5.6%

BPI Gestão de Activos 

BPI LIQUIDEZ 

 699.4 4.3%  19.6% 

Santander Asset Management

SANTANDER MULTITESOURARIA

669.3

4.1%

3.2%

ESAF  

ESPÍRITO SANTO PLANO DINÂMICO

582.9

3.6%

3.5%

BPI Gestão de Activos

BPI REFORMA INVESTIMENTO PPR

499.9

3.1%

1.6%

ESAF  

ESPÍRITO SANTO PREMIUM

482.1

3.0%

11.3%

Santander Asset Management 

SANTANDER GLOBAL 

379.1 

2.3% 

14.8% 

Millennium BCP Gestão de Activos

MILLENNIUM DISPONÍVEL

345.2

2.1%

-0.3%

BPI Gestão de Activos

BPI REFORMA SEGURA PPR

327.3

2.0%

1.3%

Santander Asset Management

SANTANDER MULTIOBRIGAÇÕES

294.9

1.8%

0.0%

Others

 

11,020.1

68.0%

3.2%

 

TOTAL

16,214.6

100.0%

4.2%

Note: In descending order of the amounts managed by the funds during the last period under analysis.

Unless otherwise indicated, the data contained in this report results from information reported to the CMVM by the Securities Investment Fund Management Companies in accordance with the legislation in force. The information used dates back to 12th October 2009. The monthly variation (Monthly D) always refers to the comparison between the month under analysis and the preceding month. Includes the harmonised UCITS (in accordance with the Legal Framework for Collective Investment Undertakings approved by Decree-Law No. 252/2003, 17th October) and Non-UCITS categories.