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Securities Investment Funds

August 2009

In August 2009, investment in domestic and foreign shares by Securities Investment Funds (SIF) soared 11% and 2.1% respectively when compared to July. BES continued to be the most sought-after security on the domestic market with a 27.2% weighting in the amount under management, followed by Semapa (7.1%), Zon Multimédia (6.8%), Portugal Telecom (6.5%)and GALP (5.7%).

Banco Bradesco (35.5%), Banco Santander Central Hispano (3.4%) and Total Efina (3.3%) were the shares that were most in demand by the SIF on the international market.

The most sought after asset continued to be foreign bonds with 45.2% of the total amount under management. Investment in foreign warrants recorded the greatest upsurge (15.4%) and investment in foreign options experienced the sharpest dive (-64.4%).

In said period, the amount under management by UCITS rose 2.7% up to €10,692 million (€10,415.1 million in July) and the Special Investment Funds soared 8.5% up to €4,864.1 million (€4,483.5 million in the previous month). The amount under management of UCITS and and the Special Investment Funds soared 8.45% up to €15,556.1 million (€14,343.9 million in December 2008) since the beginning of the year.

Luxembourg (36.6%), United Kingdom (13.3%) and Ireland (11.8%) continued to be the most sought-after countries.

The three management entities with the largest market share were Caixagest (23.4%), ESAF (20.5%) and Santander Asset Management (18.5%). ESAF's 'Espírito Santo Monetário' continued to be the largest fund on the market with €866.4 million under management.

In August the following funds were established: 'Popular Grandes Empresas – Fundo Especial de Investimento Fechado', managed by Popular Gestão de Activos, 'Fundo Especial de Investimento Aberto Caixa Fundo Rendimento Fixo V', managed by Caixagest and 'BPI Perpétuas Fundo Especial de Investimento Fechado', managed by BPI Gestão de Activos.

The following were terminated in said period:  'Banif Gestão Dinâmica – Fundo Especial de Investimento Aberto' and 'Banif Gestão de Retorno Absoluto – Fundo Especial de Investimento Aberto', both managed by Banif Gestão de Activos.

 

Table 1 – Aggregate Indicators

Unit: 10^6 EUR

 

CIS in Transferable Securities

Special Investment Funds

 

Aug - 09

Jul - 09

Monthly D

Aug - 09

Jul - 09

Monthly D

Assets under Management (1)

10,692.0

10,415.1

2.7%

4,864.1

4,483.5

8.5%

No. of Fund Operators

18

18

0

13

13

0

No. of Funds (2)

195

195

0

94

93

1

Mean Capitalisation of Funds [(1)/(2)]

54.8

53.4

1.4

51.7

48.2

3.54

 

Table 2 - Investment per Country

Unit: 10^6 EUR

Country

Aug - 09

Monthly D

Value

% Total

Value

PORTUGAL

1,202.1

11.6%

6.8%

LUXEMBOURG

3,780.6

36.6%

6.0%

UNITED KINGDOM

1,378.5

13.3%

13.5%

IRELAND

1,218.9

11.8%

6.6%

GERMANY

670.0

6.5%

10.2%

FRANCE

461.7

4.5%

2.6%

BRAZIL

284.5

2.8%

-0.4%

SPAIN

280.2

2.7%

0.2%

ITALY

231.7

2.2%

-20.9%

USA

213.3

2.1%

-2.6%

OTHERS

609.9

5.9%

13.0%

TOTAL

10,331.4

100.0%

6.2%

Note: Investment in listed securities (excluding amounts in the process of being admitted to the domestic and foreign market), and not including investment units of Collective Investment Schemes (CIS) based in Portugal and EU and Non-EU Member States.

 

 Table 3 – Amount invested in Domestic and Foreign Shares (10 largest)

Unit: 10^6 EUR

Shares

Aug - 09

Monthly D

Value

%

Value

DOMESTIC MARKET

 

 

 

BES

212.3

27.2%

5.1%

SEMAPA, SGPS

55.4

7.1%

12.6%

ZON MULTIMEDIA

53.3

6.8%

3.7%

P. TELECOM, SGPS

51.1

6.5%

19.9%

GALP

44.5

5.7%

14.0%

SONAE SGPS

41.7

5.3%

-

EDP

35.8

4.6%

3.6%

BRISA

22.1

2.8%

-3.8%

MOTA ENGIL

21.4

2.7%

11.3%

IBERSOL . SGPS

20.2

2.6%

11.1%

Sub-total

557.7

71.4%

10.0%

Others

223.2

28.6%

13.6%

TOTAL Domestic Shares (1)

780.9

100.0%

11.0%

EUROPEAN UNION MARKET

 

 

 

BSCH

22.6

3.4%

3.0%

TOTAL EFINA

21.7

3.3%

-0.5%

E. ON AG

20.0

3.0%

5.2%

TELEFONICA

19.3

2.9%

-3.8%

BNP PARIBAS

17.4

2.6%

5.5%

SIEMENS AG - REG

13.7

2.1%

7.5%

BBVA

13.2

2.0%

11.3%

ALLIANZ

12.6

1.9%

17.3%

HSBC HOLDING PLC

11.9

1.8%

13.1%

SOCIETE GENERALE

11.4

1.7%

14.3%

Sub-total

163.8

24.8%

5.6%

Others

496.8

75.2%

6.5%

TOTAL EU Shares (2)

660.6

100.0%

6.3%

NON-EU MARKET

 

 

 

BANCO BRADESCO ORD

227.6

35.5%

-0.6%

CREDIT SUISSE GROUP

8.4

1.3%

3.3%

UBS AG

6.6

1.0%

9.2%

ROYAL GOLD INC

6.3

1.0%

-4.3%

ROCHE

5.5

0.9%

-16.6%

NOVARTIS

4.8

0.8%

-9.5%

NESTLE REG

4.5

0.7%

-26.8%

DNB NOR ASA

4.0

0.6%

5.3%

PETROBRASPETROLEO BRASIL PREF

3.9

0.6%

9.2%

EXXON MOBIL CORP

3.5

0.6%

-9.7%

Sub-total

275.1

42.9%

-1.4%

Others

365.7

57.1%

-2.2%

TOTAL Non-EU Shares (3)

640.8

100.0%

-1.8%

Total International Shares (2)+(3)

1,301.3

-

2.1%

TOTAL

2,082.2

5.3%

Note: Refers exclusively to shares listed on Regulated Markets of the Stock Exchanges.

Table 4 – Weight of Domestic Groups Bonds issued abroad* in Foreign Bonds held by Securities Investment Funds (10 largest)

Unit: 10^6 EUR

Bonds**

Aug - 09

Monthly D

Value

%

Value

BANCO PORT ATLAN FLOAT 29/09/49

65.8

2.9%

0.3%

BCPPLFLOAT 05/10

58.6

2.6%

8.7%

MONTEPIO FLOAT 01/11

53.9

2.4%

58.5%

BCPPL 3.75% 06/11

45.6

2.0%

0.6%

CGD 3.10% 06/06/2012

39.6

1.7%

1.1%

REND.MAIS SUB/16 B-5

38.9

1.7%

0.2%

REND.MAIS SUB/16 B-4

38.9

1.7%

0.3%

REND.MAIS SUB/16 B-1

38.8

1.7%

0.2%

REND.MAIS SUB/16 B-2

38.8

1.7%

0.2%

REND.MAIS SUB/16 B-3

38.8

1.7%

0.2%

Sub-total (1)

457.9

20.0%

6.0%

Others

1,831.4

80.0%

7.4%

TOTAL Bonds issued by Domestic Groups (2)

2,289.3

100.0%

7.1%

TOTAL Foreign Bonds in the Funds’ Portfolios (3)

6,750.4

7.9%

(1)/(3)

6.8%

-0.12 p.p.

(2)/(3)

33.9%

-0.25 p.p.

Note: (*) Based on the ISIN codes; (**) Refers exclusively to bonds listed on Regulated Markets of EU Member States’ Stock Exchanges.

Table 5 – Investment per Type of Assets and Markets

Unit: 10^6 EUR

Security

Aug - 09

Monthly D

Value

%

Value

Public Debt

Domestic

78.5

0.5%

-47.4%

 

Foreign

989.7

6.4%

-0.6%

Other Public Funds

Domestic

5.8

0.0%

0.6%

 

Foreign

40.5

0.3%

45.9%

Bonds

Domestic

1,197.7

7.7%

8.4%

 

Foreign

7,035.0

45.2%

8.0%

Shares

Domestic

781.4

5.0%

11.0%

 

Foreign

1,309.0

8.4%

2.1%

Investment Units

Domestic

594.8

3.8%

-0.3%

 

Foreign

1,096.9

7.1%

-0.4%

Equity Certificates

Domestic

0.0

0.0%

0.0%

 

Foreign

0.0

0.0%

-

Rights

Domestic

0.0

0.0%

-

 

Foreign

0.0

0.0%

-99.2%

Warrants

Domestic

0.0

0.0%

-

 

Foreign

10.7

0.1%

15.4%

Options

Domestic

0.0

0.0%

-

 

Foreign

1.2

0.0%

-64.4%

Others

Domestic

0.0

0.0%

-

 

Foreign

1.3

0.0%

8.9%

SECURITIES

 

13,142.4

84.5%

5.2%

Other Assets

 

64.1

0.4%

2.8%

Other Debt Instruments

 

736.0

4.7%

-3.1%

Liquidity

 

1,881.6

12.1%

2.6%

Loans

 

-38.7

-0.2%

0.4%

Unsettled Amounts

 

-229.3

-1.5%

6.8%

\TOTAL

 

15,556.1

100.0%

4.4%

Table 6 – Number of Funds and Market Share 

Unit: 10^6 EUR

Entity

Aug - 09

Monthly D

No.

Market Share

No.

Market Share

Caixagest 

55

23.4%

1

-0.4 p.p.

ESAF  

28

20.5%

0

-0.35 p.p.

Santander Asset Management

38

18.5%

0

0.42 p.p.

BPI Gestão de Activos

23

14.3%

1

0.67 p.p.

Millennium BCP Gestão de Activos

29

10.6%

0

-0.42 p.p.

Barclays Wealth Managers Portugal

16

3.0%

0

0.17 p.p.

Montepio Gestão de Activos

17

2.9%

0

0.13 p.p.

Banif Gestão de Activos

16

1.6%

-2

-0.09 p.p.

BPN Gestão de Activos

8

1.5%

0

-0.1 p.p.

BBVA Gest   

13

1.4%

0

-0.05 p.p.

Crédito Agrícola Gest

13

0.7%

0

-0.03 p.p.

Popular Gestão de Activos

14

0.7%

1

0.02 p.p.

Finivalor

10

0.6%

0

0.03 p.p.

MNF Gestão de Activos

1

0.1%

0

0 p.p.

Invest Gestão de Activos

2

0.1%

0

0 p.p.

Optimize Investment Partners

3

0.1%

0

0 p.p.

Privado Fundos

1

0.0%

0

0 p.p.

Valor Alternativo Gestão de Activos

1

0.0%

0

0 p.p.

Orey Gestão de Activos

1

0.0%

0

0 p.p.

TOTAL

289

100.0%

1

-

Legend: p.p. – percentage points.

Table 7 – Ranking of funds (10 largest)

Unit: 10^6 EUR

Entity

Fund

Aug - 09

Monthly D

Value

%

Value

ESAF  

ESPÍRITO SANTO MONETÁRIO

866.4

5.6%

-19.4%

Santander Asset Management

SANTANDER MULTITESOURARIA

648.5

4.2%

19.3%

BPI Gestão de Activos

BPI LIQUIDEZ

584.5

3.8%

31.4%

ESAF  

ESPÍRITO SANTO PLANO DINÂMICO

563.3

3.6%

1.6%

BPI Gestão de Activos

BPI REFORMA INVESTIMENTO PPR

492.2

3.2%

1.5%

ESAF  

ESPÍRITO SANTO PREMIUM

433.1

2.8%

31.6%

Millennium BCP Gestão de Activos

MILLENNIUM DISPONÍVEL

346.2

2.2%

-0.5%

Santander Asset Management

SANTANDER GLOBAL

330.3

2.1%

18.3%

BPI Gestão de Activos

BPI REFORMA SEGURA PPR

323.0

2.1%

1.1%

Santander Asset Management

SANTANDER MULTIOBRIGAÇÕES

295.0

1.9%

0.3%

Others

 

10,673.6

68.6%

4.4%

 

TOTAL

15,556.1

100.0%

4.4%

Note: In descending order of the amounts managed by the funds during the last period under analysis.

Unless otherwise indicated, the data contained in this report are a result of information reported to the CMVM by the Securities Investment Fund Management Companies in accordance with the legislation in force. The information used dates back to 8th September 2009. The monthly variation (Monthly D) always refers to the comparison between the month under analysis and the preceding month. Includes the harmonised UCITS (in accordance with the Legal Framework for Collective Investment Undertakings approved by Decree-Law No. 252/2003, 17th October) and Non-UCITS categories.