. CMVM - Statistics - Securities Investment Funds

CMVM

>> Main Menu: Statistics: Securities Investment Funds  

>> Main Menu: Statistics: Securities Investment Funds

Securities Investment Funds

April 2009

In April 2009, the amount under management by UCITS[1] increased by 1.7% attaining € 9,375.1 million (€ 9,217.0 million during the previous month).  Special Investment Funds increased by 2.4% attaining € 4,182.7 million (€ 4,085.7 million in March 2009).

Investment in national and foreign shares rose 26.8% and 14.5%, respectively.  In the domestic market front, BES was the most sought-after security with a weighting of 28.1% in the funds portfolio followed by Zon Multimédia (8.3%) and Portugal Telecom (6.4%). Internationally, the most significant shares were Banco Bradesco (33.4%), Total Efina (3.8%) and E. ON AG (3%).

Foreign bonds maintained their primacy as the most sought-after asset, representing 46% of the total amount under management for securities' funds thereby increasing their exposure in national public debt (+36%) and divested in foreign investment units (-2.5%).

Luxembourg was the most sought after country for  investment, reaching 36.5% of the total amount of investment followed by Ireland (17%) and the United Kingdom (10.6%). 

Caixagest (26.3%), ESAF (21.5%) and Santander Asset Management (15%) held the largest market share. Espírito Santo Monetário managed by ESAF was yet again the largest fund (€ 926.9 million).

During this period, the open-end Special Investment Fund Caixa Fundo Rendimento Fixo III managed by Caixagest was established. BBVA GEST incorporated the BBVA Taxa Fixa Euro, BBVA Liquidez and the BBVA Taxa Variável Euro funds in the BBVA Cash fund.  The closed-end fund Popular Eurodividendo Protegido managed by Gerfundos was terminated.

 

12 May 2009 

 

Table 1 – Aggregate Indicators

Unit: 10^6 EUR

 

CIU in Transferable Securities

Special Investment Funds

 

Apr - 09

Mar - 09

Monthly D

Apr - 09

Mar - 09

Monthly D

Assets under Management (1)

9.375,1

9.217,0

1,7%

4.182,7

4.085,7

2,4%

No. of Fund Operators

19

19

0

13

13

0

No. of Funds (2)

199

202

-3

87

87

0

Mean Capitalisation of Funds [(1)/(2)]

47,1

45,6

1,5

48,1

47,0

1,12

 

Table 2 - Investment per Country

Unit: 10^6 EUR

Country

Apr - 09

Monthly D

Value

% Total

Value

PORTUGAL

898,3

10,2%

9,2%

LUXEMBOURG

3.218,1

36,5%

0,2%

IRELAND

1.497,7

17,0%

-2,9%

UNITED KINGDOM

933,2

10,6%

-2,4%

GERMANY

486,4

5,5%

8,5%

FRANCE

388,1

4,4%

2,2%

SPAIN

290,3

3,3%

-1,5%

USA

253,1

2,9%

3,0%

BRAZIL

243,8

2,8%

24,4%

ITALY

152,8

1,7%

35,0%

OTHER COUNTRIES

459,5

5,2%

-9,3%

TOTAL

8.821,4

100,0%

1,2%

Note: Investment in listed securities (excluding amounts in the process of being admitted to the domestic and foreign market), and not including investment units of Collective Investment Undertakings (CIU) based in Portugal and EU and Non-EU Member States.

 

 Table 3 – Amount invested in Domestic and Foreign Shares (10 largest)

Unit: 10^6 EUR

Shares

Apr - 09

Monthly D

Value

%

Value

DOMESTIC MARKET

BES

169,9

28,1%

101,5%

ZON MULTIMEDIA

50,2

8,3%

2,5%

P. TELECOM, SGPS

38,9

6,4%

0,0%

EDP

29,5

4,9%

10,2%

MOTA ENGIL

28,7

4,7%

29,8%

GALP

27,2

4,5%

-

SONAE SGPS

20,7

3,4%

18,2%

JM

19,9

3,3%

21,7%

NOVABASE, SGPS

17,3

2,9%

33,6%

Banco BPI

15,3

2,5%

10,1%

Sub-Total

417,5

69,0%

36,8%

Other Domestic Market Shares

187,2

31,0%

9,1%

TOTAL Domestic Shares (1)

604,7

100,0%

26,8%

EUROPEAN UNION MARKET

TOTAL EFINA

19,4

3,8%

15,5%

E. ON AG

15,3

3,0%

31,8%

TELEFONICA

14,6

2,8%

3,8%

BSCH

13,1

2,5%

60,4%

SIEMENS AG - REG

10,9

2,1%

36,5%

ENI SPA

9,9

1,9%

25,4%

ALLIANZ

9,4

1,8%

19,6%

BNP PARIBAS

9,2

1,8%

43,6%

GDF SUEZ

9,0

1,7%

10,9%

HSBC HOLDING PLC

8,4

1,6%

61,8%

Sub-Total

119,3

23,0%

26,7%

Other EU Market Shares

399,0

77,0%

13,1%

TOTAL EU Shares (2)

518,3

100,0%

16,0%

NON-EU MARKET

BANCO BRADESCO ORD

198,5

33,4%

26,1%

NESTLE REG

7,1

1,2%

-6,4%

ROCHE

6,3

1,1%

-8,5%

ROYAL GOLD INC

6,1

1,0%

-22,5%

CREDIT SUISSE GROUP

5,6

0,9%

26,0%

NOVARTIS

4,9

0,8%

-8,3%

UBS AG

4,8

0,8%

62,1%

EXXON MOBIL CORP

4,7

0,8%

-7,2%

CHEVRONTEXACO CORP

4,2

0,7%

-2,1%

BRITAUACNPR3

4,0

0,7%

13,6%

Sub-Total

246,2

41,4%

19,9%

Other Non-EU Market Shares

348,3

58,6%

9,0%

TOTAL Non-EU Shares (3)

594,5

100,0%

13,3%

Total International Shares (2)+(3)

1.112,8

-

14,5%

TOTAL

1.717,6

18,6%

Note: Refers exclusively to shares listed on Regulated Markets of the Stock Exchanges.

Table 4 – Weight of Domestic Group Bonds issued abroad* in Foreign Bonds held by Securities Investment Funds (10 largest)

Unit: 10^6 EUR

Bonds**

Apr - 09

Monthly D

Value

%

Value

BANCO PORT ATLAN FLOAT 29/09/49

65,4

3,5%

0,3%

CGD S.757  12/2017

53,0

2,8%

4,0%

REND.MAIS SUB/16 B-3

44,4

2,4%

0,0%

BANCO COMERCIAL PORTUGUESTV28052010

38,9

2,1%

22,2%

REND.MAIS SUB/16 B-5

38,6

2,0%

0,4%

REND.MAIS SUB/16 B-4

38,5

2,0%

0,3%

REND.MAIS SUB/16 B-1

38,5

2,0%

0,2%

REND.MAIS SUB/16 B-2

38,5

2,0%

0,2%

CX MONTEPIO GERALCAYTV31012011

31,7

1,7%

-0,6%

REND.NACIONAL B2/17

25,5

1,4%

1,4%

Sub-total (1)

412,9

21,9%

2,5%

Other Bonds

1.473,1

78,1%

7,7%

TOTAL Bonds issued by Domestic Groups (2)

1.886,1

100,0%

6,5%

TOTAL Foreign Bonds in Funds' Portfolios (3)

5.948,8

-1,7%

(1)/(3)

6,9%

0,28 p.p.

(2)/(3)

31,7%

2,44 p.p.

Note: (*) Based on the ISIN codes; (**) Refers exclusively to bonds listed on Regulated Markets of EU Member States’ Stock Exchanges.

Table 5 – Investment per Type of Asset and Market

Unit: 10^6 EUR

Security

Apr - 09

Monthly D

Value

%

Value

Public Debt

Domestic

57,4

0,4%

5,5%

 

Foreign

797,5

5,9%

-1,8%

Other Public Funds

Domestic

5,2

0,0%

-6,8%

 

Foreign

16,5

0,1%

4,0%

Bonds

Domestic

1.058,1

7,8%

-3,2%

 

Foreign

6.238,3

46,0%

0,4%

Shares

Domestic

606,7

4,5%

26,7%

 

Foreign

1.116,4

8,2%

14,5%

Investment Units

Domestic

616,9

4,6%

1,3%

 

Foreign

1.065,3

7,9%

-2,5%

Equity Certificates

Domestic

0,0

0,0%

0,0%

 

Foreign

0,0

0,0%

-

Rights

Domestic

0,0

0,0%

-100,0%

 

Foreign

0,1

0,0%

-88,9%

Warrants

Domestic

0,0

0,0%

-100,0%

 

Foreign

9,1

0,1%

1,9%

Options

Domestic

0,0

0,0%

-

 

Foreign

9,4

0,1%

1709,3%

Other Securities

Domestic

0,0

0,0%

-

 

Foreign

0,4

0,0%

29,8%

SECURITIES

 

11.597,3

85,5%

1,8%

Other Assets

 

59,6

0,4%

0,7%

Other Debt Instruments

 

502,3

3,7%

-1,2%

Liquidity

 

1.558,1

11,5%

-3,6%

Loans

 

-46,4

-0,3%

-30,4%

Unsettled Amounts

 

-113,1

-0,8%

-45,9%

TOTAL

 

13.557,8

100,0%

1,9%

Table 6 – Number of Funds and Market Share 

Unit: 10^6 EUR

Entity

Apr -09

Monthly D

No.

Market Share

No.

Market Share

Caixagest 

53

26,3%

1

-0,28 p.p.

ESAF  

28

21,5%

0

0,46 p.p.

Santander Asset Management

35

15,0%

0

0,14 p.p.

BPI Gestão de Activos

22

13,0%

0

-0,17 p.p.

Millennium BCP

29

12,1%

0

-0,06 p.p.

Montepio Gestão de Activos

16

2,3%

0

0,06 p.p.

Barclays Wealth Managers Portugal

17

2,2%

0

0,09 p.p.

BPN Gestão de Activos

8

1,9%

0

-0,04 p.p.

BBVA Gest   

16

1,7%

-3

-0,06 p.p.

Banif Gestão de Activos

16

1,6%

0

-0,04 p.p.

Crédito Agrícola Gest

12

0,8%

0

-0,01 p.p.

Gerfundos

14

0,8%

-1

-0,11 p.p.

Finivalor

10

0,5%

0

0,01 p.p.

Invest Gestão de Activos

2

0,1%

0

0,01 p.p.

Optimize Investment Partners

3

0,1%

0

0 p.p.

MNF Gestão de Activos

1

0,1%

0

0 p.p.

Pedro Arroja

1

0,0%

0

0 p.p.

Privado Fundos

1

0,0%

0

0 p.p.

Valor Alternativo Gestão de Activos

1

0,0%

0

0 p.p.

Orey Gestão de Activos

1

0,0%

0

0 p.p.

TOTAL

286

100,0%

-3

-

Legend: p.p. – percentage points.

Table 7 – Ranking of Funds (10 largest)

Unit: 10^6 EUR

Entity

Fund

Apr - 09

Monthly  D

Valor

%

Value

ESAF  

ESPÍRITO SANTO MONETÁRIO

926,9

6,8%

3,8%

ESAF  

ESPÍRITO SANTO PLANO DINÂMICO

533,0

3,9%

4,8%

BPI Gestão de Activos

BPI REFORMA INVESTIMENTO PPR

464,8

3,4%

-2,2%

Millennium BCP

MILLENNIUM DISPONÍVEL

356,2

2,6%

-4,4%

Santander Asset Management

SANTANDER MULTIOBRIGAÇÕES

325,7

2,4%

-2,6%

BPI Gestão de Activos

BPI REFORMA SEGURA PPR

315,7

2,3%

-1,7%

ESAF  

ESPÍRITO SANTO PREMIUM

308,5

2,3%

12,3%

Caixagest  

CAIXAGEST RENDA MENSAL

283,9

2,1%

-1,4%

BPI Gestão de Activos

BPI LIQUIDEZ

273,6

2,0%

0,0%

Caixagest  

CAIXAGEST MOEDA

259,8

1,9%

-1,9%

Other Entities

 

9.509,6

70,1%

2,3%

 

TOTAL

13.557,8

100,0%

1,9%

Note: In descending order of the amounts managed by the funds during the last period under analysis.

Unless otherwise indicated, the data contained in this report are a result of information reported to the CMVM by the Securities Investment Fund Management Companies in accordance with the legislation in force. The information used dates back to 12 May 2009. The monthly variation (Monthly D) always refers to the comparison between the month under analysis and the preceding month.

[1] Includes the harmonised UCITS (in accordance with the Legal Framework for Collective Investment Undertakings approved by Decree-Law No. 252/2003, 17th October) and non-harmonised UCITS categories.