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Securities Investment Funds

October 2007

In October 2007, the amount under management by UCITS[1] was €23,627.8 million, representing a drop of 3.1% compared to September 2007. The amount under management by Special Investment Funds rose 1.6%  attaining €3,692.6 million. In said period, two Securities Investment Funds were established,  Fundo de Investimento Aberto de Acções InternacionaisEspírito Santo Momentum, managed by ESAF, and Fundo de Investimento Mobiliário Aberto de Obrigações de Taxa Fixa, Caixagest Obrigações Mais, managed by Caixagest. Also managed by the latter management company, the Fundo Especial de Investimento Aberto, Caixagest Valor Premium were established. The BPI Renda Trimestral, Fundo de Investimento Aberto de Obrigações de Taxa Variável, managed by BPI Gestão de Activos were terminated.   

The total investment in listed securities fell by 0.9% with regard to September, reaching €19,283.7 million. As to geographical distribution, Italy and the Netherlands recorded the largest fluctuations in investment, the former rose 20%, while the latter fell by 24.3%. Luxembourg continued to be the most sought-after country.

The investment in domestic shares on the regulated markets of the Stock Exchange reversed the trend of the last two months, gaining 12.9% in October and attaining €1,451.1 million. With the exception of GALP (-7.9%), all the top domestic shares recorded positive trends in October.  The most prominent was BCP (+60.6%), followed by BES (+37.4%) and BRISA (Privat.) (+28.8%). Investment in International shares rose by 1.2% when compared to September. Both the European Union Market and the EU Off-Market globally recorded positive performances.

Foreign bonds continued to be the most significant security with regard to the composition of the funds' portfolio. The liquidity component recorded a drop of 14%, representing 9.2% of the amount under management at the end of October.

In October 2007, Caixagest continued to hold the largest market share in terms of the value of assets managed (23.9%), followed by Santander Asset Management (19.1%) and Millenium BCP (16.9%). The Santander Multiobrigações fund of Santander Asset Management continued to be the largest fund.

 

Table 1 – Aggregate Indicators

Unit: 10^6 EUR

 

CIS in Transferable Securities

Special Investment Funds

 

Oct - 07

Sep - 07

Monthly  D

Oct - 07

Sep - 07

Monthly  D

Assets under management (1)

23.627,8

24.383,5

-3,1%

3.692,6

3.635,2

1,6%

No. of fund operators

17

17

0

12

12

0

No. of Funds (2)

222

221

1

63

62

1

Mean capitalisation of funds [(1)/(2)]

106,4

110,3

-3,9

58,6

58,6

-0,02

 

Table 2 - Investment per Country

Unit: 10^6 EUR

Country

Oct - 07

Monthly D

Value

% Total

Value

PORTUGAL

1.893,4

9,8%

8,8%

LUXEMBOURG

6.222,2

32,3%

-2,2%

UNITED KINGDOM

2.601,2

13,5%

-3,3%

IRELAND

2.557,1

13,3%

2,2%

GERMANY

1.446,1

7,5%

5,5%

SPAIN

1.082,4

5,6%

-0,7%

FRANCE

942,2

4,9%

-7,4%

USA

587,6

3,0%

-4,9%

NETHERLANDS

566,1

2,9%

-24,3%

ITALY

285,1

1,5%

20,0%

OTHERS

1.100,0

5,7%

2,5%

TOTAL

19.283,7

100,0%

-0,9%

Note: Investment in listed securities (excluding amounts in the process of being admitted to the domestic and foreign market), and not including investment units of Collective Investment Schemes (CIS) based in Portugal and EU and Non-EU Member States.

 

 Table 3 – Amount invested in domestic and foreign shares (10 biggest)

Unit: 10^6 EUR

Shares

Oct - 07

Monthly D

Value

%

Value

DOMESTIC MARKET

 

 

 

BCP

149,2

10,3%

60,6%

SONAE SGPS

119,3

8,2%

0,1%

EDP

109,3

7,5%

1,7%

CIMPOR

91,7

6,3%

14,7%

BRISA (Privat.)

73,3

5,1%

28,8%

GALP

72,9

5,0%

-7,9%

BES

62,9

4,3%

37,4%

MOTA ENGIL

54,5

3,8%

5,2%

JM

53,6

3,7%

7,2%

SONAE INDÚSTRIA

53,4

3,7%

4,6%

Sub-total

840,1

57,9%

14,4%

Others

610,9

42,1%

10,9%

TOTAL Domestic Shares (1)

1.451,1

100,0%

12,9%

EUROPEAN UNION MARKET

 

 

 

TOTAL EFINA

43,2

2,4%

-5,7%

ALLIANZ

38,1

2,1%

-4,7%

BSCH

37,3

2,1%

77,4%

UNICRÉDITO ITALIANO

35,4

2,0%

47,3%

TELEFONICA

32,2

1,8%

-0,8%

NOKIA

31,9

1,8%

5,6%

AXA

29,6

1,7%

1,2%

SIEMENS AG - REG

29,6

1,7%

0,7%

ING GROEP N.V.

25,4

1,4%

3,2%

E ON AG

24,0

1,3%

7,0%

Sub-total

326,6

18,4%

9,2%

Others

1.449,1

81,6%

-0,7%

TOTAL EU Shares (2)

1.775,7

100,0%

1,0%

NON-EU MARKET

 

 

 

CREDIT SUISSE GROUP

15,8

1,6%

-1,8%

ROCHE

11,1

1,1%

-16,3%

ZURICH FIN. SERVICE

10,7

1,1%

7,8%

KINGROSS GOLD CORPORATION

10,5

1,1%

28,9%

NESTLE

9,7

1,0%

-1,6%

GOLD CORP

9,2

0,9%

12,8%

EXXON MOBIL CORP

8,7

0,9%

2,6%

MICROSOFT

8,5

0,9%

16,9%

PETROLEUM GEOSERVICES ASA

7,9

0,8%

-1,2%

ROYAL GOLD INC

7,8

0,8%

5,9%

Sub-total

99,8

10,2%

3,5%

Others

876,7

89,8%

1,5%

TOTAL non EU Shares (3)

976,5

100,0%

1,7%

Total International Shares (2)+(3)

2.752,2

-

1,2%

TOTAL

4.203,2

5,0%

Note: Refers exclusively to bonds listed on Regulated Markets of the Stock Exchanges.

Table 4 – Weight of the bonds of Domestic Groups issued abroad* in foreign bonds held by the Investment Funds (FIM) (10 biggest)

Unit: 10^6 EUR

Bonds**

Oct - 07

Monthly D

Value

%

Value

BANCO PORT ATLAN FLOAT 29/09/49

146,7

7,4%

0,3%

BPI CAP FINANCE  PREFERENCIAIS SERIE C

73,0

3,7%

-0,2%

CXGD 0 06/29/49

71,4

3,6%

-4,1%

REND.MAIS SUB/16 B-5

61,3

3,1%

6,2%

EDP FINANCE BVTV 14062010

45,6

2,3%

-0,2%

BANCO BPICAY TXVR 16102013

44,5

2,2%

-0,6%

REND.MAIS SUB/16 B-3

40,9

2,1%

0,8%

REND.MAIS SUB/16 B-2

40,1

2,0%

0,4%

REND.MAIS SUB/16 B-4

38,5

1,9%

1,5%

MONTEPIO GERAL CAYMAN TXVR2822013

37,9

1,9%

0,3%

Sub-total (1)

599,9

30,3%

0,3%

Others

1.383,1

69,7%

4,2%

TOTAL bonds issued by domestic Groups (2)

1.983,0

100,0%

3,0%

TOTAL foreign bonds in the portfolios of Funds (3)

12.564,4

-1,9%

(1)/(3)

4,8%

0,1 p.p.

(2)/(3)

15,8%

0,75 p.p.

Note: (*) Based on the ISIN codes; (**) Refers exclusively to bonds listed on Regulated Markets of EU Member States’ Stock Exchanges.

Table 5 – Investment per Type of Assets and Markets

Unit: 10^6 EUR

Security

Oct - 07

Monthly D

Value

%

Value

Public Debt

Domestic

42,9

0,2%

-3,8%

 

Foreign

1.947,9

7,1%

-5,5%

Other Public Funds

Domestic

2,0

0,0%

-2,7%

 

Foreign

29,9

0,1%

-0,1%

Bonds

Domestic

1.443,7

5,3%

-1,2%

 

Foreign

12.814,1

46,9%

-1,6%

Shares

Domestic

1.465,3

5,4%

13,1%

 

Foreign

2.756,4

10,1%

1,2%

Investment Units

Domestic

1.276,6

4,7%

-5,9%

 

Foreign

2.018,1

7,4%

1,4%

Equity Certificates

Domestic

2,0

0,0%

-0,8%

 

Foreign

0,0

0,0%

-

Rights

Domestic

0,0

0,0%

-

 

Foreign

0,0

0,0%

-99,7%

Warrants

Domestic

0,0

0,0%

-

 

Foreign

39,9

0,1%

8,8%

Options

Domestic

0,0

0,0%

-

 

Foreign

3,3

0,0%

54,5%

Others

Domestic

0,0

0,0%

-

 

Foreign

0,1

0,0%

-2,5%

SECURITIES

 

23.842,1

87,3%

-0,8%

Other Assets

 

15,0

0,1%

1,2%

Other Debt Instruments

 

1.265,3

4,6%

-11,5%

Liquidity

 

2.505,1

9,2%

-14,2%

Loans

 

-41,6

-0,2%

52,0%

Unsettled Amounts

 

-265,6

-1,0%

-24,3%

TOTAL

 

27.320,4

100,0%

-2,5%

Table 6 – Number of Funds and Market Share 

Unit: 10^6 EUR

Entity

Oct - 07

Monthly D

No.

Market Share

No.

Market Share

Caixagest 

49

23,9%

2

-0,15 p.p.

Santander Asset Management

34

19,1%

0

0,28 p.p.

Millennium BCP

38

16,9%

0

-0,26 p.p.

BPI Gestão de Activos

21

15,9%

-1

0,06 p.p.

ESAF  

28

11,5%

1

0,03 p.p.

BBVA Gest   

24

2,5%

0

0,04 p.p.

Barclays Fundos

16

2,1%

0

0,03 p.p.

BPN Gestão de Activos

9

2,0%

0

-0,1 p.p.

MG Gestão de Activos Financeiros

17

2,0%

0

0,04 p.p.

Banif Gestão de Activos

12

1,5%

0

0 p.p.

Gerfundos

15

1,1%

0

-0,01 p.p.

Finivalor

7

0,8%

0

0,01 p.p.

Crédito Agrícola Gest

9

0,6%

0

0,01 p.p.

Invest Gestão de Activos

2

0,1%

0

0,01 p.p.

Valor Alternativo Gestão de Activos

1

0,0%

0

0 p.p.

Pedro Arroja

1

0,0%

0

0 p.p.

Orey Gestão de Activos

1

0,0%

0

0 p.p.

Privado Fundos

1

0,0%

0

0 p.p.

TOTAL

285

100,0%

2

-

Legend: p.p. – percentage points.

Table 7 – Ranking of the funds (10 biggest)

Unit: 10^6 EUR

Entity

Fund

Oct - 07

Monthly D

Value

%

Value

Santander Asset Management

SANTANDER MULTIOBRIGAÇÕES

1.207,5

4,4%

-6,5%

Caixagest  

CAIXAGEST RENDA MENSAL

978,4

3,6%

-7,0%

Caixagest  

CAIXAGEST TESOURARIA

927,1

3,4%

-6,3%

BPI Gestão de Activos

BPI REFORMA INVESTIMENTO PPR

920,0

3,4%

2,0%

ESAF  

ESPÍRITO SANTO MONETÁRIO

869,9

3,2%

-4,6%

Caixagest  

CAIXAGEST RENDIMENTO

852,0

3,1%

-6,8%

BPI Gestão de Activos

BPI GLOBAL

816,4

3,0%

-2,2%

BPI Gestão de Activos

BPI LIQUIDEZ

785,7

2,9%

-3,1%

Santander Asset Management

SANTANDER MULTIBOND PREMIUM

776,5

2,8%

-4,3%

Caixagest  

CAIXAGEST MOEDA

754,7

2,8%

-9,9%

Others

 

18.432,2

67,5%

-1,2%

 

TOTAL

27.320,4

100,0%

-2,5%

Note: In descending order of the amounts managed by the funds during the last period under analysis.

Unless otherwise indicated, the data contained in this report are a result of information reported to the CMVM by the Securities Investment Fund Management Companies, in accordance with the legislation in force. The information used dates back to 8th November 2007. The monthly variation (Monthly D) always refers to the comparison between the month under analysis and the previous month.

[1] It includes the harmonised UCITS (in accordance with the Legal Framework for Collective Investment Undertakings approved by Decree-Law No. 252/2003, 17th October) and non-harmonised UCITS categories.