CMVM - International Cooperation - IOSCO Documents

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IOSCO Documents

26/04/2010
IOSCO Final Update - 36th Annual Conference of the International Organization of Securities Commissions 514 Kb

01/03/2011
IOSCO's Press Release - Mitigating Systemic Risk - A Role for Securities Regulators 87 Kb

11/06/2010
IOSCO's Press Release - Global Securities Regulators adopt New Principles and increase Focus on Systemic Risk 164Kb

11/06/2010
Final Update - 35th Annual Conference of the International Organization of Securities Commissions (IOSCO) 263Kb

28/05/2008
Code of Conduct Fundamentals for Credit Rating Agencies

28/05/2008
The Role of Credit Rating Agencies in Structured Finance Markets
13/07/2006
Examination of Governance for Collective Investment Schemes - Part I 206Kb
Examination of Governance for Collective Investment Schemes - Part II - Independence Criteria, Empowerment Conditions and Functions to be performed by the ‘Independent Oversight Entities’ 80Kb
07/04/2005
Final Communiqué of the XXXth Annual Conference of the International Organization of Securities Commissions (IOSCO) - Colombo, Sri Lanka – 7th April 2005 182Kb
01/03/2005
Strengthening Capital Markets Against Financial Fraud 335Kb
18/02/2005
Principles on Outsourcing of Financial Services for Market Intermediaries 197Kb
25/09/2003
Report on Securities Activity on the Internet 1041Kb
25/09/2003
IOSCO Statement of Principles for Adressing Sell-side Securities Analyst Conflicts of Interest 168Kb
21/10/2002
IOSCO Principles for Ongoing Disclosure and Material Development Reporting by Listed Entities 201Kb
21/10/2002
IOSCO Principles for Auditor Independence and the Role of Corporate Governance in Monitoring an Auditor's Independence 146Kb
21/10/2002
IOSCO Principles for Auditor Oversight 99Kb
03/07/2001
Report on Securities Activity on the Internet II 2292Kb

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